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Overview of Patient Recruitment and Retention in Clinical Research

Clinical trials involve subjects as well as patients. Recruitment and retention of patients are central to the exercise. Great care has to be exercised at every stage of patient induction. Availability of large patient population for enrolment in a proposed Clinical Trial is a Myth. Most of these patients vanish as the trial begins. Internationally, recruitment and retention of clinical trial patients are a big challenge. More than 80% of global trials fail to enroll on time, with 52% delayed by 1‐6 month .Failure to recruit patients on time leads to loss of over 85‐95% of days in a clinical trial. India has become an attractive country due to its potential for rapid recruitment of patients. Many optimistic estimates suggest that patient enrolment rates in India could be 3‐4 times faster than Western countries. However, the number of patients who complete the trial decides the success of a global trial.
More and more drugs on trial have been designed to attack very specific biological targets. This necessitates the need to identify, recruit and retain patients that fit an increasingly narrower medical profile. Therefore, pharmaceutical companies and clinical research organizations (CRO) are seeking new ways to optimize recruiting operations and gain a competitive edge. Operational delays in clinical trials reduce patent exclusivity time and shorten the most commercially productive phase of a product’s life cycle. This results in financial loss and missed market opportunities for potential blockbusters. The primary source of such delays is the recruitment and retention of patients that fit the trials ‘requirements.

Slow patient enrollment…reasons
1) Too rigid inclusion/exclusion criteria.
2) Poor motivation for Clinical Trial site personnel
3) Clinical Trial monitors not proactive
4) Competition for enrollment (financial Incentive greater from other sponsor)
5) Unrealistic enrollment expectations
6) Inaction against site specific reports by Clinical Trial Monitors

Recruitment tactics…..
1) Increase the accessible pt. population (increase time frame and CT sites)
2) Relax inclusion/exclusion criteria (progressively from phase 2 to phase 4, not to disturb pre‐set randomization)
3) Wider publicity (advertisement, internet). The Internet is an important tool to recruit both patients and physicians, but remains under‐utilized.
4) Clinical Trial sites and/or Clinical Investigators pressurized to increase patient enrollment, also inducing own patients to enroll.
5) Payments to other Investigators for enrolling their patients (Referrals)
6) Financial inducement to exceed targets
7) Penalties for sites not meeting targets.

Retention of enrolled patients/subjects…
1) Make patient partner in treatment
2) Explain to him/her the commitment to CT
3) Provide good quality professional care(minimize waiting period, listen patiently to complaints about treatment or ADRs, explain all queries regarding CTs)
4) Explain dosage schedule in detail and consequences of non‐adherence to schedule
5) Explain likely ADRs, and action if occurs
6) Financial package for enrollment in Clinical Trials
7) Incentive for completing Clinical Trial

In Non therapeutic trials, adequacy of Financial Package determines the size of your “Volunteer Bank”. In therapeutic trials, undisclosed personal financial incentives to Clinical Investigators are often used to increase patient recruitment rate or to exceed the target. For increasing recruitment, patient participation has to be increased. Protection of rights, well being and Confidentiality of patients has to be increased. All concerns of the patients for lack of efficacy or ADRs should be carefully attended to and assessed. It has to be remembered that “a satisfied patient is the best ambassador for patient enrolment in future C.T.’s by persuading the fence sitters “

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Inspections and Pre Inspections

The act by a regulatory authority of conducting an official review of documents, facilities and any other resources that are deemed to be related to the clinical trial and that may be located at the site of the trial, at the sponsor’s or CRO facilities or at other establishment deemed appropriate by the regulatory authority. 

A) Purpose: The rights and well being of the trial subjects are well protected The trial data credible, complete and verifiable from the source documents The conduct of the trial is in compliance with the current approved protocol/amendments and GCP and the regulatory requirement

B) Types: Routine: Inspections assigned for NDA’s Directed: Problems identified at
IND stage, complaints to DSIPre Approval Clinical Investigator Inspection Sponsor/CRO/Monitor Inspection  

C) Process: Scheduling of Inspection Site selection Inspection review of sponsor files Inspector arrives and presents credentials and FDA-482Opening meeting Review of study conduct Request copies of documents and/or samples Discussion with the Investigator and site staff Presents the deficiencies and corrective actions Written report sent to Sponsor/Investigator 483 and follow up inspections

D) Criteria for selection: Insufficient domestic data Only foreign data submitted to support an application Conflicting data between domestic and foreign data Serious issues: Suspecting fraud, scientific/ethical misconduct, human subject protection violation      

E) Review: Trial related documentation Interview with clinical trial staff Facility tour Review records and record keeping Source data verification Review of other resources related to the trial Site to be prepared for:FDA form 1572IRB communication Informed consent Process SAE notification Patient logs Medication dispensing logs Inclusion/Exclusion criteria issues       Source document issues role in the study

F) Inspection Outcomes:

NAI: No action indicated Firm in compliance No actions/ response necessary: Voluntary action indicated Violative practices noted requires corrective actions Responses required and follow up inspection expected OAI: Official action indicates Violation are severe enough to warrant immediate administration actions , Reinspection likely Warning letter 

G) Common findings at Inspections Record keeping deficiencies (34%)Protocol deviations (25%)Test article accountability (5%)Adverse event reporting (2%)Informed consent (2%)

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Phthalate warning: Medications contain chemicals that “feminize” unborn baby boys

Phthalates are chemicals that soften plastic. That new toy and new shower curtain smell is phthalates off gassing. They’re also found in medical supplies such as IV tubes and drip bags, plastic food wrapping and containers, and most ubiquitously in fragrances of every description, from scented candles and (so-called) air fresheners, to fabric softeners and perfumes. Phthalates block androgens, or male hormones, and can interfere with normal genital development in boys. Guys, if you want to make a baby, leave the cologne in the medicine cabinet, blow out the scented candles, Stop nuking your food in plastic and toss the hair gel. Phthalates literally block androgen receptors, so that male hormones can’t plug in and give their male hormone messages to cells. At this moment in human history, those of us who live in industrialized countries can’t get away from phthalates — they’re literally everywhere. But we can minimize our exposure by reading labels and opting for cleaner, greener products.default.jpeg

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Govt may make biometric ID mandatory for clinical trials

Govt may make biometric ID mandatory for clinical trials

The central government in India is planning to mandate biometric identification for clinical trial volunteers in the country to bring in global standards and to weed out unethical practices in the industry, which is less than a decade old.Clinical trials are essentially research studies to test the safety and efficacy of a new drug by administering it on healthy human volunteers and patients. Unlike other forms of identification, biometric identification — which relies on the unique physical characteristics of a person, like the iris of the eye or a fingerprint — is almost impossible to fudge.The Ministry of Health and Family Welfare plans to ask all clinical research organisations (CROs) to enforce biometric identification for the volunteers they recruit for their clinical trials, according to officials at the ministry. Data from the trials will then have to be made available for scrutiny by regulators, civil society groups and the clinical trial industry.
The biometric system, which is present in developed countries, will also help the Indian clinical research industry generate more credible data and ensure better care for the human volunteers

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Health Insurance Portability and Accountability Act

images.jpegConfidentiality has become a growing concern. In the healthcare industry HIPAA regulations try to ensure an individual’s privacy by limiting access to medical records.HIPAA was enacted by Congress and signed into law by President William Clinton on August 21, 1996. The goal of HIPAA is to ensure that healthcare providers secure electronic records about patients in the same manner that hard copy records are secured. By securing the records, the healthcare industry can improve their level of services since improved security will lead to greater adoption of electronic transactions. One of the reasons that HIPAA was enacted was because the U.S. Federal Government wants all Medicare transactions to occur electronically by October 16, 2003. Before Congress could mandate patient records surrounding Medicare occur electronically, the security and privacy of patient records needed to be guaranteed.

Congress enacted HIPAA in response to the growing use of the Internet and electronic transactions. HIPAA is a privacy law to protect consumers from having their personal health information exploited by insurance companies, employers, and anyone else who may try to exploit, disclose, or publish their personal health information. In the Federal Register, HIPAA is more informally known as the Privacy Rule. Except in certain circumstances, individuals have the right to inspect, review and receive a copy of their medical and billing records that are held by health plans and healthcare providers. There are, however, some circumstances in which a patient would not be permitted to access his medical record. If a health care professional feels that the information requested could cause potential harm to either the patient or another individual, access could be denied. Other restricted health care information may include: psychotherapy notes, information gathered for legal proceedings, and laboratory results kept confidential by some research institutes.

Personal Health Information can be used for the following purposes, unrelated to health care:

1. As required by Law. Covered entities may use and disclose protected health information without individual authorization as required by law (including by statute, regulation, or court orders.

2. For Public Health Activities. Covered entities may disclose protected health information to: public health authorities authorized by law to collect or receive such information for preventing or controlling disease, injury, or disability and to public health or other government authorities authorized to receive reports of child abuse and neglect; entities subject to FDA regulation regarding FDA regulated products or activities for purposes such as adverse event reporting, tracking of products, product recalls, and post-marketing surveillance.

3. Victims of Abuse, Neglect or Domestic Violence. In certain circumstances, covered entities may disclose protected health information to appropriate government authorities regarding victims of abuse, neglect, or domestic violence.

4. Health Oversight Activities. Covered entities may disclose protected health information to health oversight agencies (as defined in the Rule) for purposes of legally authorized health oversight activities, such as audits and investigations necessary for oversight of the health care system and government benefit programs.

5. Judicial and Administrative Proceedings. Covered entities may disclose protected health information in a judicial or administrative proceeding if the request for the information is through an order from a court or administrative tribunal.

6. Decedents. Covered entities may disclose protected health information to funeral directors as needed, and to coroners or medical examiners to identify a deceased person, determine the cause of death, and perform other functions authorized by law.

7. Cadaveric Organ, Eye, or Tissue Donation. Covered entities may use or disclose protected health information to facilitate the donation and transplantation of cadaveric organs, eyes, and tissue.

8. Serious Threat to Health or Safety. Covered entities may disclose protected health information that they believe is necessary to prevent or lessen a serious and imminent threat to a person or the public, when such disclosure is made to someone they believe can prevent or lessen the threat (including the target of the threat). Covered entities may also disclose to law enforcement if the information is needed to identify or apprehend an escapee or violent criminal.

9. Workers’ Compensation. Covered entities may disclose protected health information as authorized by, and to comply with, workers’ compensation laws and other similar programs providing benefits for work-related injuries or illnesses.

HIPAA is far more complex than the Year 2000 date problem that information technology administrators faced in 1999, and that is why there are few guidelines available and few organizations providing compliancy services.

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Overview of Device Regulation in Clinical Trials

A medical device is a product which is intended for use in the diagnosis of disease or other conditions, or in the cure, mitigation, treatment, or prevention of disease, in man or other animals. Examples: include tongue depressors, medical thermometers, blood sugar meters, and X-ray machines.

Classification of Medical Devices OVERVIEW OF DEVICE REGULATION IN CLINICAL TRIALS
The regulatory authorities in recognize different classes of medical devices, based on their design complexity, their use characteristics, and their potential for harm if misused. Approximately 1,700 types of medical devices are regulated by FDA.Each of these generic types of devices is assigned to one of three regulatory classes based on the level of control necessary to assure the safety and effectiveness of the device.
The three classes and the requirements which apply to them are:
 Class I - General Controls
 Class II - Special Controls
 Class III - Premarket Approval

Class I - General Controls: Class I devices are subject to the least regulatory control as present minimal potential for harm to the user and are often simpler in design than Class II or Class III devices. Examples: elastic bandages, examination gloves, and hand-held surgical instruments.

Class II - Special Controls: Class II devices are those for which general controls alone are insufficient to assure safety and effectiveness.. Examples: powered wheelchairs, infusion pumps, and surgical drapes

Class III - Premarket Approval: Class III devices are usually those that support or sustain human life, are of substantial importance in preventing impairment of human health, or which present a potential, unreasonable risk of illness or injury. Premarket approval is the required process of scientific review to ensure the safety and effectiveness of Class III devices. Examples: replacement heart valves, silicone gel-filled breast implants, and implanted cerebella stimulators.

The basic regulatory requirements that manufacturers of medical devices must comply with :

1. Establishment registration 21 CFR Part 807: Manufacturers (both domestic and foreign) and initial distributors (importers) of medical devices must register their establishments with the FDA.

2. 2.Premarket Notification 510 (k)- 21 CFR Part 807 :A 510(k) is a premarket submission made to FDA to demonstrate that the device to be marketed is at least as safe and effective, that is, substantially equivalent, to a legally marketed device. Most Class I devices are exempt from the premarket notification and/or good manufacturing practices regulation.

3. Premarket Approval (PMA) - 21 CFR Part 814: Premarket approval (PMA) is the FDA process of scientific and regulatory review to evaluate the safety and effectiveness of Class III medical devices.

4. Investigational Device Exemption (IDE) - 21CFR Part 812: An investigational device exemption (IDE) allows the investigational device to be used in a clinical study in order to collect safety and effectiveness data required to support a Premarket Approval (PMA) application or a Premarket Notification 510(k) submission to FDA.

5. Good Manufacturing Practices (GMP) - 21 CFR Part 820: GMP includes requirements related to the methods used in: designing, purchasing, manufacturing, packaging, labeling, storing, installing and servicing of medical devices.

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FDA form 1572

FDA and Form 1572

The 1572 is a federal form and is the statement of the investigator that he will abide by the federal guidelines set forth in the Code of Federal Regulations for the use of drugs in an investigational setting.
An investigator that is involved in drug or biologic research under Investigative New Drug (IND) regulations is obligated to sign a FDA form 1572. The PI signs a contract with the FDA which documents his or her agreement to follow the protocol and study obligations in conducting the trial. The investigator makes this contractual commitment when the FDA form 1572 (drug/biologic studies) or Investigator’s Agreement (device studies) is signed; the PI serves as the communication link between the sponsor and the FDA.
A new FDA 1572 Form must be submitted to the Program Management Board (PMB) whenever a change in any of the required information, such as the name or address of the PI or a change in the site IRB, occurs within the current year.
Regulation/Reference: 21 CFR 312
Purpose:
1. Document that the Investigator of Record (IoR) (i.e., Principal Investigator or PI)
agrees to conduct the trial according to the obligations stated in the form.
2. Update as study personnel and/or other data on the form changes.
3. The original version and any updated form must be retained as per regulatory
requirements.
4. The Investigator in box 1 of Form FDA 1572 is the individual who must sign and
date the signature box
5. Only laboratories specified in the protocol need to be listed in Section 4 to address
the following:
• Research /academic labs do not need to be listed on Form FDA 1572
• Research /academic labs should be listed in the protocol
• Central lab should be listed in the protocol for multi-center study protocol
• List individual clinical labs as in the protocol, unless it is a large multi-center
study and it would be impractical to list labs for every site.
1572 itself declares that, “No investigator may participate in an investigation until he/she provides the sponsor with a completed, signed Statement of Investigator, Form FDA 1572.” And FDA regulations at 21 CFR 312.53(c)(1) add that, “Before permitting an investigator to begin participation in an investigation, the sponsor shall obtain the following: (1) A signed investigator statement (Form FDA-1572)….” Therefore, the Form 1572 is a document that an investigator must submit to the study sponsor.
Through the 1572 Form and the attachments typically sent with it, an investigator provides a sponsor with, among other things, information on his or her education, training, and experience (CV or other statement of qualifications) that qualifies him or her to undertake the clinical investigation, information on the relevant facility, IRB, and sub investigators, protocol information, and the investigator’s commitment to conduct the study in accordance with the protocol and FDA regulations.

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“Single-window” and e-governance

“Single-window” and e-governance

The most recent initiative announced by the CDSCO is possibly one of the most exciting. The Ministry of Health and Family Welfare has agreed to invest close to INR250 Crore (around $50 million) in an e-governance initiative for the CDSCO to operate efficiently and transparently. Some of the e-governance initiatives contemplated include online submission of all forms, a digitalized interactive portal, digitalization of records and online approvals with digital sign. Currently, six Indian government departments have some role in approving certain aspects of drug regulations, a situation that leads to delays and a waste of resources. US-based technology solutions provider MGRM is developing a system to track and manage the complete drug regulation process. By 2013 companies are expected to be able to file and track applications online and access information concerning licensing, regulation, monitoring and even inspection audits13. Initiatives such as the central registry of volunteer fingerprints and another recently launched initiative of releasing on a daily basis, correspondence concerning drug and device companies would be accessible via the system. Internal to the CDSCO, the technology is expected smooth the interface between relevant government departments.

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Welcome to Progressive Life Sciences, a full service CRO including Bioavailability, Bioequivalence Clinical Studies.

It is a professional team where innovative solutions, strategies, logistics speed the early stage clinical development. Accuracy, reliability, expertise, experience and excellence characterize our delighted and committed Experts contributing to advance medical research for healthier living. Our clinical trial management services include regulatory affairs, project management, medical writing, data management, site management, safety & quality monitoring for phase I, II, III & IV trials, and bioequivalence trials At PLS every customer matters and each project is unique. Our deep knowledge of local regulatory requirement and our extensive experience with studies clinical conduct allow us to gauge how trial protocols manifest in real-life. Sponsors can therefore plan and budget based on accurate projections, they can meet their own deadlines and goals.In the complicated process of drug development, approximately 70% of the costs are incurred in clinical testing. We help our clients achieve significant cost savings and help reduce their time to market by helping them outsource their trials to India. We believe PLS offers the following edge to our global customers by operating in India. We conducted clinical studies in the following therapeutic areas but not limited to: Psychiatry and neuropsychiatry, Medical Oncology and Hematology, Medical Device study and Neurology.  PLS offers a variety of clinical studies driven by Ethics, ICH-GCP guidelines, Quality and speed

-Phase I to Phase IV clinical trials

-BA/BE studies

 Should you require any information, we’ll be pleased to assisting you: call +91-9873512366 or write to info@progressivelifesciences.com

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What are PROTOCOL DEVIATIONS, EXCEPTIONS AND VIOLATIONS?

Protocol when goes haywire its what????