Data Capture Methods

Definition of Clinical Data Capture

clinicaldocumentmanagement.gifCollection of clinically significant data by the Investigator/s for clinical trials on behalf of the Sponsor in a sequential manner (per protocol) to process the same and generate reports at a later stage for submissions to regulatory authorities for various purposes
• Procedures for gathering and recording data from or related to subjects in the study
• Paper based OR Electronic Data Capture (EDC)
• Promise of increased efficiency has led to increasing movement toward  implementation of the electronic medical record and to computerized automation in general

Paper Based Data Capture
• Most widely used form of data capture
• Traditional paper Case Report Forms (CRFs)
• Manual entry by site personnel on three-part NCR paper CRFs
• 1 copy retained at investigator site, 2 copies sent to Sponsor or CRO’s Data Management department

Paper Based Data Capture
• Easy to enter data
• Requires simple training
• Logistically patient’s bedside may not be the right place for a computer to enter data.

Draw Backs of Paper CRF
• Storage problem
• Time consuming
• Cost of printing and distribution/ Imaging
• Lack of real-time reporting
• Increasing pressure on sponsors to get drugs into market faster
• Confidentiality and Security

Electronic Data Capture (EDC)
• Capability to collect data electronically
• Also known as Remote Data Entry (RDE)
• Online and offline
• Becoming more common than paper technology

Definition of EDC by the Clinical Data Interchange Standards Consortium (CDISC):
• “Collecting or acquiring data as a permanent electronic record with or without a human interface (eg., using data collection systems or applications that are modem-based, web-based, optical mark/character recognition, or involve audio text, interactive voice response, graphical interfaces, clinical laboratory interfaces, or touch screens). Note: ‘Permanent’ in the context of these definitions implies that any changes made to the electronic data are recorded via an audit trail.”

EDC Tools
• Internet
• Interactive Voice Response (IVR)
• Pen Tablet
• Personal Digital Assistant
• Fax
• Image Recognition Technology (OCR & OMR)
• eCRF

Internet
• Programs and databases located on centralized website
• Data keyed in with access to a browser
• Online
• Real-time reporting possible
• Good solution for small providers who cannot afford software costs

Interactive Voice Response (IVR)
• Interactive speech or touch-pad menu-driven system that takes the caller through a series of prompts
• Responses entered through a telephone keypad
• Real-time reports generated
• Almost maintenance free
• Limited interface
• Typically used in select areas such as patient randomization, adverse event reporting, drug supply management, tracking visit milestones, assisting with study startup or collecting subject diary information

Pen Tablet
• Reduce paper costs by allowing full-size form filling, signature, and simultaneous form inking Ex: ClipGem Pen Tablet
• Users affix a paper form under the clip and sign each individual signature field
• User’s signature and biometric data captured, software binds it to the electronic copy of the document in real time, and the inking tip of the pen makes a paper record
• Powered by computer’s serial or USB port, hence no batteries or bulky wall transformers  needed

Personal Digital Assistant (PDA)
• Replace paper-based subject diaries
• Stores data until transfer to study database
• Hotsyncing to a computer where the data is downloaded and stored
• Typically operates in offline mode
• Eliminates data entry

Fax
• Software scans faxed patient forms and faxes back a report, eliminating the need for data entry at the clinic level

Limitations:
a) Confidentiality
b) Maintenance and monitoring
c) Availability of clerical staff to verify submissions
d) Slow turn around time

Image Recognition Technology
• Image-recognition systems, including optical character recognition and optical mark recognition, provide a means of capturing data from printed sources
• Data on paper chart à Scan à OMR/OCR software àEMR

Optical Character Recognition (OCR) technology
• Translation of printed text on each page to electronic text documents
• OCR software converts scanned image to machine-readable and editable text
• Equivalent to keying in text by hand
• Less costly and faster compared to manual keying in
• Scanning preprinted paper forms to convert marks in checkboxes, text printed in block form, and barcodes into machine readable text
• Questionnaire format commonly used in post-marketing trials
• Fast and time saving

Representation of process of using a flatbed scanner and OMR or OCR software. A flatbed scanner with a sheet feeder is the rate-limiting step in the conversion of printed documents and forms to machine-readable data.

eCRF
• Direct entry into eCRFs that have some form of in-built real-time data validation checks. Updates to data done electronically
• Transmission of data to sponsor accelerated
• Faster and more active management of the data gathering and processing workflow
• Ensures “cleaner data faster”
• User interface to be designed with user characteristics in mind
• Validation inputs to be taken into account during initial designing
• Integration of EDC with other corporate systems to be included in designs from the start, as well as information messaging and workflows

Advantages of eCRF Over Paper CRF
• Automated data edit checks alert the site to possible errors in data entry
• Faster correction of issues and immediate site education. Hence cost saving
• Immediate viewing by sponsor to review and analyse the data and provide online feedback to the site.
• Shortens time between ‘last patient last visit’ and ‘database lock’

Advantages of eCRF
• Project Manager: access to real-time project metrics
• Clinical Monitoring Staff: less time spent in site visits
• Investigator Sites: less query resolution and less storage issue
• Data Management: eradication of double data entry and faster turn around

Limitations of eCRF
• Resistance to change
• Integration of multiple systems and groups
• Indecision and fear among Sponsors

eSource
• Data directly entered into eCRF without paper source
• Eliminates errors and delays that occur in transcription from source to CRF
• Single data entry

eSource Data
Definition per ICH (International Conference on Harmonization):
   “Source data captured initially into a permanent electronic record. Note: ‘Permanent’ in the context of this definition implies that any changes made to the electronic data are recorded via an audit trail.”
Definition per ICH:
  “All information in original records, certified records, and certified copies of original records of clinical findings; observations; or other activities in a clinical trial necessary for the reconstruction and evaluation of the trial. Source data are contained in source documents (original records or certified copies).”

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